Executive Team

Kevin Kinzie
Chief Executive Officer, Octavus Group and LoCorr Funds

Kevin Kinzie is the CEO and founder of Octavus Group. Octavus, the parent company of LoCorr Fund Management and LoCorr Distributors, was founded in 2003 to help fill a growing market opportunity in alternative investments and has since raised nearly $5 billion in this space. In 2011, Kinzie recognized the need to offer a family of alternative investment products designed to produce returns that have low correlation to traditional investments. As a result, he founded and serves as Chairman of the LoCorr Funds. LoCorr Funds has grown to offer a suite of funds with a national distribution network, offering products through regional and national broker-dealers across the country.

In addition to LoCorr, Kevin’s more than 35 years of experience in financial services include founding a real estate finance company, LendSource. He served as President and CEO of Richard Leahy Corporation, a subsidiary of Lincoln Financial Corporation. During his time there he helped guide the company into the bank marketplace, offering investment products to bank customers. He also previously was a leading money raiser for a Minneapolis based mutual fund/hedge fund company.

Kevin holds a B.S. in business and marketing from the University of Colorado. He holds the FINRA series 6, 7, 24, 31 and 63 licenses and the CLU designation.
 

Jon C. Essen
Chief Operating Officer, Octavus Group, LLC/LoCorr Funds

Jon Essen joined Octavus Group/LoCorr Funds as its Chief Operating Officer and Chief Compliance Officer in 2008. Jon has been COO of LoCorr Fund Management since its inception in 2010, and Portfolio Manager of the Funds since inception in 2011. Jon has over 24 years of experience in the financial services industry.

Prior to LoCorr, he worked as EVP and CFO of a mezzanine finance company based in St. Paul, MN. Prior to that, Jon worked at Jundt Associates from 1998 to 2002 as its CFO, Director of Operations and Director of Compliance. Jundt Associates was an investment management firm, based in Minneapolis, MN, that offered its services through mutual funds, hedge funds and private accounts. Jon also worked as a Senior Financial Analyst at Norwest Investment Services (currently Wells Fargo Investments) from 1997 to 1998, and at Voyageur Funds, an asset management company based in Minneapolis, MN, from 1994 to 1997, serving as its Reporting and Control Supervisor.

Jon graduated from Minnesota State Mankato (formerly Mankato State University) with a B.S. in   business administration. He is a CPA (inactive) and holds the FINRA Series 3, 7, 24, 28, and 63 licenses.
 

Ruxandra Risko
Senior Vice President, National Accounts

Ruxandra Risko joined LoCorr Funds in Feb 2011 to lead the national accounts efforts of the firm. Her goal is to build distribution across national account relationships by cultivating existing nationwide partnerships and expanding into new platforms as well as new channels of distribution. Ruxandra brings over 27 years of experience in the asset management business, specifically in distribution.

Prior to joining LoCorr, Ruxandra was responsible for managing the nationwide relationships with the major distribution partners at Oppenheimer Funds. Her specific responsibilities included oversight of product approval, all aspects of relationship management and financial arrangements with firms distributing Oppenheimer products.

Ruxandra holds a B.S. in finance and international business, and an M.B.A. in finance from New York University.
 

Kris Jaenicke
Senior Vice President, Eastern Division Sales Director

Kris Jaenicke leads our distribution efforts in the firm’s eastern division and is responsible for the team’s delivery of the LoCorr product suite to that region of the country. Kris is also instrumental to the firm’s branding and positioning in the industry, working with marketing to developing materials for advisor and investor education. Prior to this role, Kris was regional vice president, primarily responsible for the distribution of alternative investment products through financial advisors in the Ohio, Michigan, Kentucky and western Pennsylvania territories. Focused exclusively on the distribution of alternative investments for the past decade, Kris offers advisors expertise in the sector, as well as more than 30 years of experience in a sales capacity within financial services. He was previously a senior regional vice president for Dividend Capital, Scudder Investments and MFS Funds.

Kris is an accomplished speaker and expert on low correlating strategies. He was awarded the Sequoia Lifetime Achievement Award in 2010, an award which recognizes field sales professionals who have demonstrated a commitment to excellence in their careers. Kris serves on the board of Hudson Community Chapel and is active in mission work. He has a B.A. in finance from the University of Iowa, and is a Chartered Life Underwriter (CLU) and a Chartered Mutual Fund Counselor (CMFC). He holds the FINRA Series 6, 7, 24 and 63 licenses.
 

Sean Katof, CFA, CAIA
Senior Vice President, Portfolio Manager

Sean Katof leads the firm’s research team and is responsible for reviewing current and new sub-advisors for possible additions to our existing family of funds. He drives efforts in the development of new products within the alternative marketplace to expand current offerings within LoCorr Funds. Sean joined the firm in 2015, and has worked in the investment industry since 1994. Prior to joining LoCorr Funds, Sean served as Director of Capital Markets at SLOCUM, an institutional consulting firm, from 2005 to 2015. In this role, he led the firm’s global equity manager research covering traditional equity, short extension, closed end fund, and options overlay strategies. In addition, he was actively involved in equity long-short manager research.

Prior to joining Slocum, Sean served as Portfolio Manager at Devenir Investment Advisors, where he managed the Industry Leaders Core Equity portfolio from 2004 - 2005. Prior to that, he was a Vice President and Portfolio Manager at INVESCO Funds Group where he served in positions of increasing responsibility from 1994 – 2003. Joining INVESCO Funds Group as a Fund Accountant, Sean moved into the investment division, eventually serving as Portfolio Manager for the INVESCO Real Estate Opportunity Fund and Co-Portfolio Manager for the INVESCO Core Equity Fund.

Sean received his B.S. in business administration with an emphasis in finance from the University of Colorado at Boulder. He holds an M.S. in finance from the University of Colorado at Denver. Sean is a Chartered Financial Analyst (CFA) and a Chartered Alternative Investment Analyst (CAIA) charterholder.
 

Jason Roeske
Chief Compliance Officer

Jason joined LoCorr Funds in 2016 at its Chief Compliance Officer. He is responsible for ensuring the Company's activities comply with all applicable rules and statutory requirements, including those of regulatory organizations. Jason has over 25 years of industry experience that includes developing compliance and supervisory systems for broker/dealers and investment advisors, securities trading, and operations.

Prior to joining LoCorr, Jason was a consultant with Encore Group. He helped start-up firms create compliance programs and assisted established firms improve their existing procedures. In this role, he served as an outsourced Chief Compliance Officer at Welsh Securities, LLC. As a consultant with FITS Consulting he managed the Trading platform, program, and procedure conversion for a national Broker/Dealer. He previously served in multiple roles with Ameriprise Financial and FBS Investment Services, Inc.

Jason holds FINRA Series 7, 24, and 63 securities licenses. He has a B.A. in Economics from Macalester College in St Paul, Minnesota.

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